CERTIFIED PROFESSIONAL IN CAPITAL MARKETS MANAGEMENT

NAME OF THE COURSE

CERTIFIED PROFESSIONAL IN CAPITAL MARKETS MANAGEMENT

 

CERTIFICATION

CERTIFIED PROFESSIONAL IN CAPITAL MARKETS MANAGEMENT

 

COURSE OVERVIEW

The term capital market is a broad one that is used to describe the in-person and digital spaces in which various entities trade different types of financial instruments. These venues may include the stock market, the bond market, and the currency and foreign exchange (forex) markets. Most markets are concentrated in major financial centers such as New York, London, Singapore, and Hong Kong.

Capital markets are composed of the suppliers and users of funds. Suppliers include households (through the savings accounts they hold with banks) as well as institutions like pension and retirement funds, life insurance companies, charitable foundations, and non-financial companies that generate excess cash. The users of the funds distributed on capital markets include home and motor vehicle purchasers, non-financial companies, and governments financing infrastructure investment and operating expenses.

This program is focused on the recognition and understanding of the risks and subtleties of derivatives structures and transactions from the perspectives of the producer, processer and financial institutions. It is designed to equip business and risk managers with the knowledge and skills to fully recognize, understand, assess and mitigate the changing risks as the cash and derivatives markets.

 

TRAINING DURATION

Total Training Hours : 40 Hours

Training Duration      : 2 Weeks

Total Training  Days  : 10 Working Days

 

TRAINING SCHEDULE

Weekdays (Monday to Friday)

Regular Sessions : 4 – 6 Hrs Per day (9am to 2pm or 3.00pm to 9.00 pm)

Food & refreshments Included

Weekends (Friday & Saturday)

Fast Track Sessions: 8 Hours per day (9am to 5pm)

Food & refreshments Included

 

CERTIFICATION

Globally recognized certificate from “Kings Global Career Academy”

 

TEST

No

 

LEARNING AIDS

Yes

 

COURSE MATERIAL

Hard & Soft Copies of Study Material

 

LANGUAGE OF INSTRUCTION

English

 

INSTRUCTOR HELPLINE

Yes

1. Email

2. Social Media (For Emergency requirements)

 

REGISTRATION REQUIREMENTS

1. Passport Copy

2. Curriculum Vitae

3. Passport size photographs

4. Course Fee

 

MODE OF PAYMENT

Cash / Cheque / Credit Card / Bank Transfer/mobile payment link

 

WHO SHOULD ATTEND? 

  • Asset and liability managers
  • Treasury staff
  • Business analysts
  • Investment banking analysts
  • Financial analysts
  • Trading analysts
  • Capital market analysts
  • Portfolio analysts
  • Risk analysts
  • Risk managers
 
 

COURSE BENEFITS

  • Review and comprehensively understand cash market
    processes and procedures
  • Develop an understanding of the regulatory structures
  • Explain how derivatives and structured products are
    used to manage risk
  • Describe the mechanics of various associated derivative
    products and collateralization issues and requirements
  • Intuitively understand the pricing, hedging, and other
    issues associated with derivative products
 

COURSE CONTENTS

  INTRODUCTION TO CAPITAL MARKETS

  • What is Capital Market?
  • Types of Capital Markets
  • What is Global Capital Market?
  • Market Participants
  • Roles of Market Participants

 EQUITY MARKETS

  • Introduction to Equity Markets
  • Primary and Secondary Markets
  • IPO Process and Requirements
  • Trading Mechanisms and Regulations
  • Equity Valuation Methods

DEBT MARKETS

  • Introduction to Debt Markets
  • Types of Debt Instruments
  • Bond Pricing and Yield Calculations
  • Credit Ratings and Credit Risk
  • Corporate Bond Issuance and Trading

COMMODITY MARKET STRUCTURE AND THE CORPORATE RISK ENVIRONMENT

  • Corporate operations and the role of commodity risk
  • Commodity market categories
  • The unique nature of physical vs financial assets
  • Market characteristics: Exchange traded vs OTC
  • Price discovery and market transparency

MARKET PARTICIPANTS

  • Ags, Energies and Metals – who are the participants
  • Speculators, hedgers and investors
  • More detail on energy markets – products, suppliers and consumers
  • More detail on Metal markets – products, suppliers and consumers
  • More detail on Ag markets – products, suppliers and consumers

CAPITAL MANAGEMENT SOURCES

  • Regulatory Authorities and Capital Markets
  • Listing and Disclosure Requirements
  • Prospectus Requirements
  • Term Loans
  • Syndicated Loans
  • Bond Issues
  • Legal Position of Stockbrokers
  • REITS and Business Trusts
  • Securitisations
  • Globalisation
  • Insider Trading and other Securities Frauds
  • Takeovers and Mergers

INVESTMENT BANKING AND CAPITAL MARKET TRANSACTIONS

  • What is Investment Banking?
  • Capital Raising and Financing Options
  • Mergers and Acquisitions
  • Leveraged Buyouts
  • Debt and Equity Underwriting
  •  

RISK MANAGEMENT IN CAPITAL MARKETS

  • Market Risk
  • Credit Risk
  • Liquidity Risk
  • Operational Risk
  • Regulatory Risk

CAPITAL MARKET REGULATIONS AND COMPLIANCE

  • Introduction to Securities Regulations
  • SEC and FINRA Regulations
  • Compliance and Ethics in Capital Markets
  • Anti-Money Laundering Regulations