| NAME OF THE COURSE |
| FINANCIAL CRIME RISK IN GLOBAL BANKING & MARKETS |
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| CERTIFICATION |
| CERTIFIED PROFESSIONAL FINANCIAL CRIME RISK IN GLOBAL BANKING & MARKETS |
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| COURSE OVERVIEW |
| Financial Crime is a global scourge and fighting it is a priority today for every responsible government in the world. The 2008 banking crisis, which is largely attributed to risky, unethical banking practices and lax controls, resulted in the introduction of stringent compliance standards on the financial sector globally. As a result of this, an alarming number of serious financial crimes involving reputed global banks and other financial institutions came to surface. The scale and depth to which financial crime had spread in the financial services sector across continents and its linkage to the rise of international terrorism as well as other horrific offences against humanity like drug smuggling, human trafficking, illegal gambling, extortion etc. has brought financial crime prevention to the centre of national policies and international co-operation. |
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| TRAINING DURATION |
| Total Training Hours : 22 Hours |
| Training Duration : 1 Week |
| Total Training Days : 4-5 Working Days |
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| TRAINING SCHEDULE |
| Weekdays (Sunday to Thursday) |
| Regular Sessions : 4 – 6 Hrs Per day (9am to 2pm or 3.00pm to 9.00 pm) |
| Food & refreshments Included |
| Weekends (Friday & Saturday) |
| Fast Track Sessions: 8 Hours per day (9am to 5pm) |
| Food & refreshments Included |
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| CERTIFICATION |
| Globally recognized certificate from “Kings Global Career Academy” |
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| TEST |
| No |
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| LEARNING AIDS |
| Yes |
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| COURSE MATERIAL |
| Hard & Soft Copies of Study Material |
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| LANGUAGE OF INSTRUCTION |
| English |
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| INSTRUCTOR HELPLINE |
| Yes |
| 1. Email |
| 2. Social Media (For Emergency requirements) |
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| REGISTRATION REQUIREMENTS |
| 1. Passport Copy |
| 2. Curriculum Vitae |
| 3. Passport size photographs |
| 4. Course Fee |
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| MODE OF PAYMENT |
| Cash / Cheque / Credit Card / Bank Transfer. |
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| ELIGIBILITY |
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- Other governance, risk and compliance professionals
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| COURSE BENEFITS |
- Reliable and consistent controls
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- Repeatable high-quality processes
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- Improved customer experience with streamlined digital interactions
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- Cost savings through optimization and automation
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- Enhanced transparency and governance via a robust operating model and detailed, actionable reporting
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- The regulatory environment, risks and impacts on the world of corporate banking and financial markets
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- Market abuse, fraud and manipulation, tax evasion, sanctions risk
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- Risk exposure and specific customer typologies
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- Financial markets products and their susceptibility to financial crime
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| COURSE CONTENTS |
| – MANAGING FINANCIAL CRIME |
| – IMPERATIVE FOR REGULATED |
| – A FOCUS FOR GOVERNMENT |
| – LEGITIMACY OF MONEY |
| -REGULATED FINANCIAL INSTITUTIONS |
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| COMMUNICATION |
- Top-down communication on the importance of controls
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- Active involvement from senior officials in educating the organization
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| CULTURE |
- Risk awareness should be embedded in the culture of the bank
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- Bankers are expected to be well-versed with details of each transaction
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| COMPLIANCE |
- Compliance and reporting should be at expected levels
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- State at all levels should be aware of relevant requirements
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| COVERAGE |
- All customer segments, product classes, geographies etc.
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| COMPUTATION |
- Banks should effectively leverage analytics and robotic process automation
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- Monitor transactions and identify likely criminal activity
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- Results in highest gains without excessive manpower deployment
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| COOPERATION |
- Cooperation between banks on “best practices” in risk management
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- Sharing critical information such as KYC utilities
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